| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/17/2022 |
3. Issuer Name and Ticker or Trading Symbol
Aspen Technology, Inc. [ AZPN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| Remarks: |
| No securities beneficially owned. |
| No securities are beneficially owned. |
| /s/ F.G. Hammond, attorney-in-fact | 05/17/2022 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
LIMITED POWER OF ATTORNEY
FOR SECTION 16 REPORTING
OBLIGATIONS
Know all by these present,
that the undersigned hereby makes, constitutes and appoints each of Frederic G.
Hammond and Susan E.
Cutright, signing singly and each acting individually, as the
undersigned's true and lawful attorney-in-fact with full power and authority as
hereinafter described to:
(1) execute for and on behalf
of the
undersigned, in the undersigned's capacity as an officer and/or director
of Aspen Technology, Inc. (the "Company"), Forms 3, 4 and 5 (including any
amendments thereto) in accordance with Section 16(a) of the Securities Exchange
Act of 1934 and the
rules thereunder (the "Exchange Act");
(2) do and perform any and all
acts for and on
behalf of the undersigned which may be necessary or desirable to
prepare, complete and execute any such Form 3, 4 or 5; prepare, complete and
execute any amendment or amendments thereto; and timely deliver and file such
form with the United States
Securities and Exchange Commission and any stock exchange or similar
authority;
(3) seek or
obtain, as the undersigned's
representative and on the undersigned's behalf, information regarding
transactions in the Company's securities from any third party, including
brokers, employee benefit plan administrators and trustees, and the undersigned
hereby authorizes any
such person to release any such information to such attorney-in-fact and
approves and ratifies any such release of information; and
(4) take any other action of
any type
whatsoever in connection with the foregoing which, in the opinion of
such attorney-in-fact, may be of benefit to, in the best interest of, or legally
required by, the undersigned, it being understood that the documents executed by
such
attorney-in-fact on behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms and conditions as
such attorney-in-fact may approve in such attorney-in-fact's
discretion.
The undersigned hereby grants
to each such attorney-in-fact full power and authority to do and perform any and
every act and thing
whatsoever requisite, necessary, or proper to be done in the exercise of
any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present, with full
power of substitution or
revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this power of attorney and the
rights and powers herein granted. The
undersigned acknowledges that the foregoing attorneys-in-fact, in serving
in such capacity at the request of the undersigned, are not assuming nor
relieving, nor is the Company assuming or relieving, any of the undersigned's
responsibilities to
comply with Section 16 of the Exchange Act.
The undersigned acknowledges
that neither the Company nor the foregoing attorneys-in-fact assume (i) any
liability for the
undersigned's responsibility to comply with the requirements of the
Exchange Act, (ii) any liability of the undersigned for any failure to comply
with such requirements, or (iii) any obligation or liability of the undersigned
for profit disgorgement
under Section 16(b) of the Exchange Act.
This Power of
Attorney shall remain in full force and effect until the undersigned is no
longer required to file Forms 3, 4 and 5 with respect to the undersigned's
holdings of and
transactions in securities issued by the Company, unless earlier revoked
by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this
Power of Attorney to be executed as of April 26, 2022.
Power of Attorney to be executed as of April 26, 2022.
/s/ Patrick M. Antkowiak
Patrick M. Antkowiak
WITNESSING OR ATTESTING A
SIGNATURE
State of Maryland
County of Baltimore
Signed (or attested) before me on the 26th
day of April, 2022
by Patrick Martin Antkowiak
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[Notary Seal]
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/s/ Deborah E. Smith
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Signature of notarial officer
Title of the notarial officer: Notary Public
My commission expires: 11/18/2024
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